Trademark Titan Blog’s Tuesday Tip: Trademark Application Specimens of Use: What is an Acceptable Specimen of Use?

Trademark Application Specimens of Use: What is an Acceptable Specimen of Use?

For Goods:  In general, an acceptable specimen must show use of the mark affixed to the goods themselves or the packaging for the goods (i.e., packaging, product itself, labels, tags).  Alternative uses may also be acceptable, such as use of the mark on instruction manuals or product information inserts that travel with the goods and on point of sale displays.  

What is a Trademark Application Specimen of Use?
           USPTO

It is extremely important to understand that a mark is not considered to be “in use” for trademark application and registration purposes until the goods have been transported in U.S. interstate commerce in the ordinary course of trade.  Simply advertising the goods or offering them for sale is not sufficient.

Alternatively, however, one may “use” a mark for goods in, what is known as, “point of sale displays” and still qualify for trademark registration.

For Services:  In general, an acceptable specimen includes advertising brochures, flyers, and web pages that show use of the mark in connection with the services.  The test employed by the U.S. Patent and Trademark Office is whether the specimen shows use of the mark in a manner that would be perceived by purchasers as identifying the applicant’s services and indicating their source.  For example, a specimen that only shows use of the mark, with no reference to the services, does not support service mark use.                                                  

What is a Trademark Application Specimen of Use? It is extremely important to understand that a mark is not considered to be “in use” for trademark application and registration purposes until the services have been promoted under the mark and the services have been rendered to third parties in the United States in the ordinary course of trade.  Simply advertising the services in any manner absent the rendering of those services does not meet the statutory requirement of use.  Furthermore, one must render the services in interstate commerce before a mark can register.

Understanding what an acceptable trademark application specimen of use is may depend upon the facts of each case, including whether the mark is a product name, service mark or slogan and how the mark is actually used in branding.  In some instances, for example, although the mark appears in branding, it may be used in a manner that is not acceptable to the Office.

Contact Us

Trademark Titan Blog’s Tuesday Tip: What Do the Symbols ®, TM and SM Mean and When Do You Use Them?

When to Use Trademark Symbols TM, SM and ® – US and Globally

What Do the Symbols ®, TM and SM Mean and When Do You Use Them?

United States Marking

1. Registration Symbol ®

The trademark registration symbol ® may be used once a mark is When to Use Trademark Symbols TM, SM and ® - Globallyfederally registered and carries with it various legal rights (see list below).  This notice may only be used with federally registered marks. 

2. Trademark Symbol TM

“TM” is used with trademarks that are not federally registered and for marks that designate products; an unregistered mark is treated as a “common law” mark, which is also a legally recognized trademark right within the geographic regions in which the mark is used.  

3. Service Mark Symbol SM 

“SM” is used with marks that are not federally registered and for marks that designate services; an unregistered mark is treated as a “common law” mark, which is also a legally recognized trademark right within the geographic regions in which the mark is used.

International Marking Considerations

Use of ®, TM and SM are country specific.  Use of ® in countries where the mark is not registered may be punishable by fine and even imprisonment.  Some countries may even impose penalties for using TM if the mark is not registered under the theory of false adverting if consumers would perceive such use and indication that the mark is federally registered when it is not. 

For more in-depth information about global trademark marking, see my post here

Conclusion – When to Use Trademark Symbols

The issue of when to use trademark symbols comes up quite frequently in my practice with client of all sizes, from start-ups to large international companies.

Key take-a-way: For trademarks that are not yet registered, brand owners should use either the TM or SM upon brand launch and “claim” those trademark rights and let everyone know about it.

Best Practices Trademark Guide

Request My Best Practices Trademark Guide and Learn How to Use Trademark Symbols in Marketing Materials, including on Websites and in Press Releases, and Much More by Clicking on “Contact Us” Below.

Advantages of Federal Trademark Registration

1.  The ® symbol can be used, signifying the company’s registered interest in the mark

2.  Registration adds value to the company’s intangible asset portfolio

3. Registration acts as a notice to would-be third-party users of same or similar mark

4. Registration is prima facie evidence that the registered mark is valid, the registrant owns the mark and has exclusive rights to use the mark in commerce

5. After five years of continuous use in commerce, the mark becomes incontestable, which means that the registration cannot be attacked on descriptiveness or prior use

6. A registrant may sue in federal court when diversity does not exist

7. In a successful trademark infringement action, the registrant may obtain treble damages and reasonable attorneys’ fees

8. The registrant may use the power of the federal government (via the U.S. Customs Service) to prevent the importation of goods that contain infringing marks

9. One registration covers 50 states

10. Tactical advantages in domain name disputes

Contact US